LPLA LPL Financial Holdings Inc.

Nasdaq Security & Commodity Brokers, Dealers, Exchanges & Services DE CIK: 0001397911
AI RATING
HOLD
62% Confidence

Investment Thesis

LPL Financial shows strong revenue growth of 37.2% YoY, but declining net income (-18.5%) and deteriorating profitability metrics suggest operational execution challenges. Elevated leverage (1.26x D/E) combined with weak returns on equity (6.3%) and low free cash flow margins (2.5%) present concerning fundamental headwinds that must be resolved before accumulation.

Strengths

  • + Strong revenue growth of 37.2% YoY demonstrating market share gains
  • + Positive operating cash flow of $290.4M and adequate interest coverage ratio of 4.8x
  • + Meaningful operating income of $484.6M reflects core business profitability

Risks

  • ! Net income declining 18.5% YoY while revenue grows 37% indicates severe margin compression and operational inefficiency
  • ! Critically weak returns metrics: ROE of 6.3% and ROA of 1.9% are well below industry standards and historical benchmarks
  • ! High financial leverage of 1.26x D/E ratio combined with low FCF margin of 2.5% limits financial flexibility and increases refinancing risk

Key Metrics to Watch

Financial Metrics

Revenue
4.9B
Net Income
356.4M
EPS (Diluted)
$4.43
Free Cash Flow
124.6M
Total Assets
18.8B
Cash
1.0B

Profitability Ratios

Gross Margin N/A
Operating Margin 9.8%
Net Margin 7.2%
ROE 6.3%
ROA 1.9%
FCF Margin 2.5%

Balance Sheet & Liquidity

Current Ratio
N/A
Quick Ratio
N/A
Debt/Equity
1.26x
Debt/Assets
69.8%
Interest Coverage
4.83x
Long-term Debt
7.2B
Disclaimer: This analysis is generated by AI based on publicly available SEC EDGAR filings. It does not include stock price data and should not be considered financial advice. All fundamental data is sourced from SEC public domain filings. Always conduct your own research before making investment decisions.
Data Source: SEC EDGAR | Analysis Date: 2026-05-06T18:13:11.630091 | Data as of: 2026-03-31 | Powered by Claude AI